Introduction

This webinar will provide insight and considerations for a financial institution to ensure that its regulatory compliance training efforts are adequate and appropriate for its institution. Additionally, it will provide suggestions and recommendations to consider to help enhance their current regulatory training program. Ensure your regulatory compliance training program is sufficiently compliant for regulatory compliance concerns and ensuring the financial institution has appropriate efforts in place to be compliant regulatory compliance rules and regulations.

Learning Objectives

  • What is regulatory compliance training
  • Common components of training
  • Important considerations for your training program
  • Assessing your current training program
  • Some ways to determine the effectiveness of your current training program
  • Making it better

Why should you attend?

Regulatory compliance training is a critical process that allows financial institutions the ability to be up to date with current regulatory compliance. An effective regulatory compliance training program will help a financial institution identify potential areas for improvement, as well as identify any gaps which would put the financial institution in non-compliance with regulatory compliance rules and regulations. An inadequate training program exposes a financial institution to potential compliance violations and penalties.

Who Will Benefit

  • Compliance Officers
  • Compliance Personnel
  • Internal Audit Officers
  • Operations Managers/ Directors
  • Director of Quality Management
  • Audit Committee Members
  • Risk Management Managers
  • External Auditors
  • Internal Auditors
  • Chief Executive Officers
  • Chief Information Officers
  • Compliance Managers
  • Chief Information Security Officers
  • Information Technology Professionals
  • Control Self-Assessment Personnel

ENROLLMENT OPTIONS

On Demand
ENROLL NOW

Dr. Gina J. Lowdermilk, PhD (ABD), CAMS, CRMS is a qualified BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, int Know More

Dr. Gina J. Lowdermilk